PGIM PORTFOLIO ADVISORY

Latest filing: Jun 20, 2024 (132 days ago)

AUM

$13,386,849,702
0% change vs. 1 year ago
98% change vs. 3 years ago
125% change vs. 5 years ago
103% change vs. 10 years ago

Employee Count

31
210% change vs. 1 year ago
343% change vs. 3 years ago
417% change vs. 5 years ago
210% change vs. 10 years ago

Main Office

NEWARK, NJ
655 BROAD ST., NEWARK, NJ, UNITED STATES, 07102

Client AUM

Discretion AUM
Discretionary $13.4
Non-Discretionary $0.0
Total $13.4
Client AUM
Retail $0.0
Pooled $0.0
Institutional $13.4
Total $13.4
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $13.4
Retail SMA AUM $0.0
Institutional SMA AUM $13.4
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 2% $0.3
Municipal 1% $0.1
Sovereign 1% $0.1
IG Credit 62% $8.3
HY Credit 4% $0.5
Derivatives 22% $2.9
Investment Companies 0% $0.0
Other Pools 2% $0.3
Cash 4% $0.5
Other 3% $0.4
Total 101% $13.5

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
PGIM, INC. $1,014.7 105676
PGIM INVESTMENTS LLC $315.4 105670
PGIM QUANTITATIVE SOLUTIONS LLC $93.4 129752
PGIM PRIVATE PLACEMENT INVESTORS, L.P. $25.7 106442
PRUDENTIAL SELECT STRATEGIES LLC $19.7 286153
PGIM CUSTOM HARVEST LLC $3.6 290235
PGIM DC SOLUTIONS LLC $1.3 318800
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA $0.0 680
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC $0.0 broker-dealer 18353
PGIM REAL ESTATE ADVISORS LLC $0.0 327165
PGIM JAPAN CO., LTD. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
CHENG, LI DIRECTOR, VICE PRESIDENT, FINANCE AND CHIEF FINANCIAL OFFICER
WALDECK, GEORGE, PHILIP DIRECTOR, SENIOR VICE PRESIDENT, AND PRESIDENT AND CHIEF EXECUTIVE OFFICER
FLYNN, PATRICIA, ELIZABETH VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
LERMAN, ALFRED MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER AND DIRECTOR
SILLS, KAREN, MARIE VICE PRESIDENT AND CHIEF LEGAL OFFICER
ROACH, JASON, MICHAEL VICE PRESIDENT AND CHIEF OPERATING OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $13.4 $0.0 0% 31 0 0%
2024-04-02 $13.4 $0.0 0% 31 0 0%
2023-04-04 $0.0 $0.0 0% 10 21 210%
2022-04-01 $0.0 $0.0 0% 7 24 343%
2021-04-05 $6.8 $6.6 98% 7 24 343%
2020-04-01 $6.7 $6.6 98% 6 25 417%
2019-04-01 $6.0 $7.4 125% 6 25 417%
2018-04-02 $7.8 $5.6 72% 12 19 158%
2017-04-01 $6.5 $6.9 106% 12 19 158%
2016-04-01 $6.2 $7.2 115% 12 19 158%
2015-04-01 $7.4 $6.0 82% 12 19 158%
2014-04-01 $6.6 $6.8 103% 10 21 210%
2013-04-01 $7.6 $5.8 77% 11 20 182%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NJ, NJ-03/30/2023
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV