PRUDENTIAL FINANCIAL PLANNING SERVICES

Latest filing: Jun 18, 2024 (156 days ago)
View on IAPD
Adviser Website

AUM

$16,378,802,331
17% change vs. 1 year ago
46% change vs. 3 years ago
150% change vs. 5 years ago
292% change vs. 10 years ago

Employee Count

2,700
8% change vs. 1 year ago
4% change vs. 3 years ago
4% change vs. 5 years ago
72% change vs. 10 years ago

Main Office

NEWARK, NJ
751 BROAD STREET, NEWARK, NJ, UNITED STATES, 07102-3777

Client AUM

Discretion AUM
Discretionary $4.0
Non-Discretionary $12.4
Total $16.4
Client AUM
Retail $15.1
Pooled $0.0
Institutional $1.3
Total $16.4
Retail Accounts AUM
Individual 109,269 $13.1
Average Individual AUM $119,477
HNW 1,191 $2.1
Average HNW AUM $1,736,563
Retail Total 110,460 $15.1
Average Retail AUM $136,913

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
NATIONAL FINANCIAL SERVICES LLC BOSTON-MA-USA $16.3

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $16.4
Retail SMA AUM $15.1
Institutional SMA AUM $1.3
Asset Class % AUM
Equity Exch 34% $5.6
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 1% $0.2
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 60% $9.8
Other Pools 0% $0.0
Cash 5% $0.8
Other 0% $0.0
Total 100% $16.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
PGIM, INC. $1,014.7 105676
PGIM INVESTMENTS LLC $315.4 105670
JENNISON ASSOCIATES LLC $194.4 107959
AST INVESTMENT SERVICES, INC. $105.9 108897
PGIM QUANTITATIVE SOLUTIONS LLC $93.4 129752
PGIM LIMITED $64.4 160005
PRUDENTIAL SELECT STRATEGIES LLC $19.7 286153
PGIM LUXEMBOURG S.A. $14.6 281562
PGIM REAL ESTATE (UK) LIMITED $3.0 171548
PRUDENTIAL TRUST COMPANY $0.0 trust company -
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA $0.0 680
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC $0.0 broker-dealer 18353
PRUCO LIFE INSURANCE COMPANY $0.0 -
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC $0.0 broker-dealer 21570
PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name Title
HYNES, PATRICK LIAM ELECTED MANAGER
GAYLE, PETER CASEY ELECTED MANAGER
FONTANO, ANTHONY MICHAEL ELECTED MANAGER
HEARN, BRADFORD ONEIL CHAIRMAN, ELECTED MANAGER
SMIT, ROBERT PHILIP CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER
BEGUN, ROBERT NMN PRESIDENT, PRINCIPAL OPERATIONS OFFICER
FELICIANO, DEXTER MICHAEL CHIEF OPERATING OFFICER, VICE PRESIDENT, ELECTED MANAGER
MORAN, JULIA ELLEN CHIEF LEGAL OFFICER
FLORIO, KELLY NICOLE ANTI-MONEY LAUNDERING OFFICER
LEE, CONWAY KWANG-WEI CHIEF COMPLIANCE OFFICER
BUCKLEY, MOIRA MURPHY ELECTED MANAGER

ADVDB.CO • SOURCE: SEC

Representatives

2,690 active representatives found, showing 20 random

Name City State Exams Designations
MARC NOCK NEWARK NJ S66|2023-10-18
MONICA COOK NEWARK NJ S66|2014-12-03|S63|2010-06-07 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
MARK DIEBOLD NEWARK NJ S63|1991-06-28
KEVIN RADELL NEWARK NJ S63|2010-06-25|S65|2011-10-06|S66|2019-11-02
CORTNIE BEAVER NEWARK NJ S63|2023-04-28 CERTIFIED FINANCIAL PLANNER
MATTHEW GRIECO NEWARK NJ S66|2023-11-09
JAMES HALLMAN NEWARK NJ S63|1986-03-18|S65|2002-01-04
THOMAS WEBER NEWARK NJ S66|2019-08-31
CHRISTINE BOYKIN NEWARK NJ S63|2016-05-23|S66|2016-06-30
DONNA FREDERICKS NEWARK NJ S63|2002-03-25|S65|2008-05-19
RONALD ROBINSON NEWARK NJ S63|2015-08-06|S65|2016-11-14
BARBARA PIETRANGELO NEWARK NJ S63|1991-12-13|S65|1998-09-10 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT
NANCY HARTFORD NEWARK NJ S63|2019-05-22|S65|2020-12-29
WILLIAM YARD NEWARK NJ S63|2001-10-01|S65|2015-12-22
JUDD CROMER NEWARK NJ S63|2007-09-26|S65|2007-10-03
MARK MOORE NEWARK NJ S63|1993-05-28|S66|2013-07-22
JACK SCHUMACHER NEWARK NJ S66|2024-04-04
SCOTT LONEY NEWARK NJ S66|2012-08-10
KNOX RIDLEY NEWARK NJ S63|1998-09-01|S65|1997-10-22
ZACHARY SPENCER NEWARK NJ S66|2022-11-16

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-11-01 $16.4 $0.0 0% 2,700 0 0%
2024-04-02 $16.4 $0.0 0% 2,700 0 0%
2023-04-04 $14.0 $2.3 17% 2,500 200 8%
2022-04-01 $15.0 $1.4 9% 2,600 100 4%
2021-04-05 $11.2 $5.1 46% 2,600 100 4%
2020-04-01 $8.7 $7.7 88% 2,600 100 4%
2019-04-01 $6.5 $9.8 150% 2,600 100 4%
2018-04-02 $6.3 $10.1 162% 2,600 100 4%
2017-04-01 $5.2 $11.2 217% 2,150 550 26%
2016-04-01 $4.9 $11.4 232% 1,804 896 50%
2015-04-01 $4.9 $11.4 231% 1,596 1,104 69%
2014-04-01 $4.2 $12.2 292% 1,572 1,128 72%
2013-04-01 $3.4 $13.0 385% 1,506 1,194 79%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NJ, AK-09/30/2019, AL-09/30/2019, AR-09/30/2019, AZ-09/30/2019, CA-09/30/2019, CO-09/30/2019, CT-09/30/2019, DC-09/30/2019, DE-09/30/2019, FL-09/30/2019, GA-09/30/2019, HI-09/30/2019, IA-09/30/2019, ID-09/30/2019, IL-12/13/1996, IN-09/30/2019, KS-09/30/2019, KY-09/30/2019, LA-09/30/2019, MA-09/30/2019, MD-09/30/2019, ME-09/30/2019, MI-09/30/2019, MN-09/30/2019, MO-09/30/2019, MS-09/30/2019, MT-09/30/2019, NC-09/30/2019, ND-09/30/2019, NE-09/30/2019, NH-09/30/2019, NJ-09/30/2019, NM-09/30/2019, NV-09/30/2019, NY-09/30/2019, OH-09/30/2019, OK-09/30/2019, OR-09/30/2019, PA-11/26/2001, PR-03/31/2021, RI-09/30/2019, SC-09/30/2019, SD-09/30/2019, TN-09/30/2019, TX-09/30/2019, UT-09/30/2019, VA-09/30/2019, VT-09/30/2019, WA-09/30/2019, WI-09/30/2019, WV-09/30/2019, WY-09/30/2019
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV