ALPHASIMPLEX GROUP, LLC

Latest filing: Mar 27, 2024 (217 days ago)

AUM

$4,522,777,264
-22% change vs. 1 year ago
21% change vs. 3 years ago
-1% change vs. 5 years ago
18% change vs. 10 years ago

Employee Count

44
7% change vs. 1 year ago
0% change vs. 3 years ago
-8% change vs. 5 years ago
52% change vs. 10 years ago

Main Office

BOSTON, MA
200 STATE STREET, BOSTON, MA, UNITED STATES, 02109

Client AUM

Discretion AUM
Discretionary $4.5
Non-Discretionary $0.0
Total $4.5
Client AUM
Retail $0.0
Pooled $4.1
Institutional $0.4
Total $4.5
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
THE BANK OF NEW YORK MELLON ORLANDO-FL-USA $0.1
STATE STREET AUSTRALIA LIMITED SYDNEY--AUS $0.1
MORGAN STANLEY & CO. LLC NEW YORK-NY-USA $0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.4
Retail SMA AUM $0.0
Institutional SMA AUM $0.4
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 55% $0.2
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 7% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 38% $0.1
Other 0% $0.0
Total 100% $0.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
VIRTUS INVESTMENT ADVISERS, INC. $47.8 106982
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC $41.2 104599
VIRTUS FIXED INCOME ADVISERS, LLC $32.8 146029
SUSTAINABLE GROWTH ADVISERS, LP $23.9 127447
DUFF & PHELPS INVESTMENT MANAGEMENT CO. $12.3 107296
VIRTUS FUND ADVISERS, LLC $8.0 107346
CEREDEX VALUE ADVISORS LLC $6.2 146023
NFJ INVESTMENT GROUP, LLC $4.2 310902
WESTCHESTER CAPITAL MANAGEMENT, LLC $4.0 155686
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. $3.1 143732
SILVANT CAPITAL MANAGEMENT LLC $2.2 146025
VIRTUS ETF ADVISERS LLC $1.5 168955
SEIX CLO MANAGEMENT LLC $0.7 285354
WESTCHESTER CAPITAL PARTNERS, LLC $0.0 135955
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED $0.0 -
ALPHASIMPLEX GP, LLC $0.0 -
VIRTUS GLOBAL PARTNERS PTE. LTD. $0.0 -
VP DISTRIBUTORS LLC $0.0 broker-dealer 3036
VIRTUS INTERNATIONAL MANAGEMENT LLP $0.0 -
SEIX CLO MANAGEMENT GP LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
EIKEBOOM, ARNOUT, MICHIEL CHIEF COMPLIANCE OFFICER
WILKINSON, DUNCAN, BORGER ELLERTON PRESIDENT
GOOCH, JENNIFER, CHAMBERLAIN HEAD OF BUSINESS FINANCE AND OPERATIONS
AYLWARD, GEORGE, ROBERT CHIEF EXECUTIVE OFFICER OF VIRTUS INVESTMENT PARTNERS, INC.
PURKALITIS, ANDRA, CYNTHIA EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER OF VIRTUS INVESTMENT PARTNERS, INC.

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $4.5 $0.0 0% 44 0 0%
2024-04-02 $4.5 $0.0 0% 44 0 0%
2023-04-04 $5.8 -$1.3 -22% 41 3 7%
2022-04-01 $4.0 $0.6 14% 44 0 0%
2021-04-05 $3.7 $0.8 21% 44 0 0%
2020-04-01 $4.1 $0.4 9% 49 -5 -10%
2019-04-01 $4.6 $0.0 -1% 48 -4 -8%
2018-04-02 $6.1 -$1.6 -26% 44 0 0%
2017-04-01 $5.2 -$0.7 -14% 40 4 10%
2016-04-01 $7.3 -$2.7 -38% 38 6 16%
2015-04-01 $5.7 -$1.1 -20% 31 13 42%
2014-04-01 $3.8 $0.7 18% 29 15 52%
2013-04-01 $2.4 $2.1 87% 32 12 38%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MA, MA-10/23/2003
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV