ALPHASIMPLEX GROUP, LLC
Latest filing: Mar 27, 2024 (217 days ago)
AUM
$4,522,777,264
-22% change vs. 1 year ago
21% change vs. 3 years ago
-1% change vs. 5 years ago
18% change vs. 10 years ago
Employee Count
44
7% change vs. 1 year ago
0% change vs. 3 years ago
-8% change vs. 5 years ago
52% change vs. 10 years ago
Main Office
BOSTON, MA
200 STATE STREET, BOSTON, MA, UNITED STATES, 02109
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.5 |
| Non-Discretionary | $0.0 |
| Total | $4.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $4.1 |
| Institutional | $0.4 |
| Total | $4.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | ORLANDO-FL-USA | $0.1 |
| STATE STREET AUSTRALIA LIMITED | SYDNEY--AUS | $0.1 |
| MORGAN STANLEY & CO. LLC | NEW YORK-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 55% | $0.2 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 7% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 38% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | $47.8 | 106982 | |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
| VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
| SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
| VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
| CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
| NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
| SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
| VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
| SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
| WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
| ALPHASIMPLEX GP, LLC | $0.0 | - | |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
| VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
| SEIX CLO MANAGEMENT GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
7 active
| Name | Title |
|---|---|
| EIKEBOOM, ARNOUT, MICHIEL | CHIEF COMPLIANCE OFFICER |
| WILKINSON, DUNCAN, BORGER ELLERTON | PRESIDENT |
| GOOCH, JENNIFER, CHAMBERLAIN | HEAD OF BUSINESS FINANCE AND OPERATIONS |
| AYLWARD, GEORGE, ROBERT | CHIEF EXECUTIVE OFFICER OF VIRTUS INVESTMENT PARTNERS, INC. |
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER OF VIRTUS INVESTMENT PARTNERS, INC. |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $4.5 | $0.0 | 0% | 44 | 0 | 0% |
| 2024-04-02 | $4.5 | $0.0 | 0% | 44 | 0 | 0% |
| 2023-04-04 | $5.8 | -$1.3 | -22% | 41 | 3 | 7% |
| 2022-04-01 | $4.0 | $0.6 | 14% | 44 | 0 | 0% |
| 2021-04-05 | $3.7 | $0.8 | 21% | 44 | 0 | 0% |
| 2020-04-01 | $4.1 | $0.4 | 9% | 49 | -5 | -10% |
| 2019-04-01 | $4.6 | $0.0 | -1% | 48 | -4 | -8% |
| 2018-04-02 | $6.1 | -$1.6 | -26% | 44 | 0 | 0% |
| 2017-04-01 | $5.2 | -$0.7 | -14% | 40 | 4 | 10% |
| 2016-04-01 | $7.3 | -$2.7 | -38% | 38 | 6 | 16% |
| 2015-04-01 | $5.7 | -$1.1 | -20% | 31 | 13 | 42% |
| 2014-04-01 | $3.8 | $0.7 | 18% | 29 | 15 | 52% |
| 2013-04-01 | $2.4 | $2.1 | 87% | 32 | 12 | 38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, MA-10/23/2003 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV