AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $12.3 |
Non-Discretionary | $0.0 |
Total | $12.3 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $8.3 |
Institutional | $4.0 |
Total | $12.3 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON | PITTSBURGH-PA-USA | $1.2 |
STATE STREET BANK & TRUST COMPANY | QUINCY-IL-USA | $0.8 |
CITIBANK, N.A. | CANARY WHARF--NON | $0.7 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $4.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $4.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 71% | $2.8 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 13% | $0.5 |
Municipal | 1% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 5% | $0.2 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 9% | $0.4 |
Cash | 1% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $4.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
VIRTUS INVESTMENT ADVISERS, INC. | $47.8 | 106982 | |
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
SEIX CLO MANAGEMENT GP LLC | $0.0 | - | |
VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
Name | Title |
---|---|
PETRISKO, DANIEL, JOHN | EXECUTIVE MANAGING DIRECTOR |
AYLWARD, GEORGE, ROBERT | DIRECTOR AND CHAIRMAN |
DYBAS, GEOFFREY, PETER | EXECUTIVE MANAGING DIRECTOR |
ANGERTHAL, MICHAEL, AARON | DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER |
GRUMHAUS, DAVID, DEAN | DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER |
WITTWER, STEVEN, GLENN | EXECUTIVE MANAGING DIRECTOR |
HEGYI, KATHLEEN, LOUISE | CHIEF COMPLIANCE OFFICER |
PURKALITIS, ANDRA, CYNTHIA | CHIEF LEGAL OFFICER |
ADVDB.CO • SOURCE: SEC
9 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
KYLE WEST | CHICAGO | IL | S63|2012-12-05|S65|2010-01-20 | ||||||
CONNIE LUECKE | CHICAGO | IL | S63|1995-08-24 | CHARTERED FINANCIAL ANALYST | |||||
DAVID GRUMHAUS | CHICAGO | IL | S66|2015-10-23 | ||||||
ERIC ELVEKROG | CHICAGO | IL | S63|1995-12-19 | CHARTERED FINANCIAL ANALYST | |||||
SHALINI SHARMA | CHICAGO | IL | S66|2001-11-06 | ||||||
GEOFFREY DYBAS | CHICAGO | IL | S63|1996-03-04 | CHARTERED FINANCIAL ANALYST | |||||
LAUREN MATZ | CHICAGO | IL | S66|2016-10-10 | ||||||
FRANK HAGGERTY | CHICAGO | IL | S63|1994-06-28 | CHARTERED FINANCIAL ANALYST | |||||
KATHLEEN HEGYI | CHICAGO | IL | S63|1992-06-30|S65|1996-08-26 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $12.3 | $0.0 | 0% | 54 | 0 | 0% |
2024-04-02 | $12.3 | $0.0 | 0% | 54 | 0 | 0% |
2023-04-04 | $12.0 | $0.3 | 2% | 50 | 4 | 8% |
2022-04-01 | $12.2 | $0.0 | 0% | 48 | 6 | 12% |
2021-04-05 | $10.6 | $1.6 | 15% | 48 | 6 | 12% |
2020-04-01 | $11.2 | $1.1 | 10% | 51 | 3 | 6% |
2019-04-01 | $9.0 | $3.3 | 36% | 54 | 0 | 0% |
2018-04-02 | $10.3 | $2.0 | 19% | 56 | -2 | -4% |
2017-04-01 | $10.3 | $2.0 | 19% | 51 | 3 | 6% |
2016-04-01 | $9.2 | $3.0 | 33% | 45 | 9 | 20% |
2015-04-01 | $10.7 | $1.5 | 14% | 44 | 10 | 23% |
2014-04-01 | $9.2 | $3.0 | 33% | 43 | 11 | 26% |
2013-04-01 | $8.9 | $3.3 | 37% | 39 | 15 | 38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
IL, AK-09/30/2016, AL-09/30/2016, AR-09/30/2016, AZ-09/30/2016, CA-05/27/2011, CO-09/30/2016, CT-07/31/1997, DC-09/30/2016, DE-09/30/2016, FL-03/26/2004, GA-09/30/2016, HI-09/30/2016, IA-09/30/2016, ID-09/30/2016, IL-10/17/1983, IN-09/30/2016, KS-09/30/2016, KY-09/30/2016, LA-02/01/2001, MA-09/30/2016, MD-09/30/2016, ME-09/30/2016, MI-09/30/2016, MN-09/30/2016, MO-03/18/2010, MS-09/30/2016, MT-09/30/2016, NC-02/01/2001, ND-09/30/2016, NE-09/30/2016, NH-09/30/2016, NJ-04/07/2016, NM-09/30/2016, NV-09/30/2016, NY-03/24/2016, OH-02/01/2001, OK-09/30/2016, OR-09/30/2016, PA-10/06/1992, PR-09/30/2016, RI-09/30/2016, SC-09/30/2016, SD-09/30/2016, TN-09/30/2016, TX-08/29/1983, UT-09/30/2016, VA-09/30/2016, VI-09/30/2016, VT-09/30/2016, WA-09/30/2016, WI-09/30/2016, WV-09/30/2016, WY-03/28/2018 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV