VIRTUS FUND ADVISERS, LLC

Latest filing: Sep 23, 2024 (37 days ago)

AUM

$7,966,189,069
-16% change vs. 1 year ago
-42% change vs. 3 years ago
-43% change vs. 5 years ago
-71% change vs. 10 years ago

Employee Count

8
14% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
-91% change vs. 10 years ago

Main Office

HARTFORD, CT
ONE FINANCIAL PLAZA, HARTFORD, CT, UNITED STATES, 06103

Client AUM

Discretion AUM
Discretionary $7.4
Non-Discretionary $0.5
Total $8.0
Client AUM
Retail $0.0
Pooled $7.2
Institutional $0.8
Total $8.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
UBS FINANCIAL SERVICES INC. WEEHAWKEN-NJ-USA $0.4
TRUIST BANK CHARLOTTE-NC-USA $0.2
THE NORTHERN TRUST COMPANY CHICAGO-IL-USA $0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.8
Retail SMA AUM $0.0
Institutional SMA AUM $0.8
Asset Class % AUM
Equity Exch 31% $0.2
Equity Non-Exch 0% $0.0
Govt Agency 48% $0.4
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 11% $0.1
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 3% $0.0
Other Pools 0% $0.0
Cash 2% $0.0
Other 5% $0.0
Total 100% $0.8

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
VIRTUS INVESTMENT ADVISERS, INC. $47.8 106982
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC $41.2 104599
VIRTUS FIXED INCOME ADVISERS, LLC $32.8 146029
SUSTAINABLE GROWTH ADVISERS, LP $23.9 127447
DUFF & PHELPS INVESTMENT MANAGEMENT CO. $12.3 107296
CEREDEX VALUE ADVISORS LLC $6.2 146023
ALPHASIMPLEX GROUP, LLC $4.5 128356
NFJ INVESTMENT GROUP, LLC $4.2 310902
WESTCHESTER CAPITAL MANAGEMENT, LLC $4.0 155686
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. $3.1 143732
SILVANT CAPITAL MANAGEMENT LLC $2.2 146025
VIRTUS ETF ADVISERS LLC $1.5 168955
SEIX CLO MANAGEMENT LLC $0.7 285354
WESTCHESTER CAPITAL PARTNERS, LLC $0.0 135955
VIRTUS GLOBAL PARTNERS PTE. LTD. $0.0 -
VP DISTRIBUTORS LLC $0.0 broker-dealer 3036
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED $0.0 -
VIRTUS INTERNATIONAL MANAGEMENT LLP $0.0 -
SEIX CLO MANAGEMENT GP LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
ANGERTHAL, MICHAEL, AARON EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER
AYLWARD, GEORGE, ROBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER
FUSCO, DAVID, ELLIOT CHIEF COMPLIANCE OFFICER
SMIRL, RICHARD, WILLIAM EXECUTIVE VICE PRESIDENT
HANLEY, DAVID, GEORGE SENIOR VICE PRESIDENT AND TREASURER
BATCHELAR, PETER, JACKSON SENIOR VICE PRESIDENT, PRODUCT MANAGEMENT
PURKALITIS, ANDRA, CYNTHIA EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $8.0 $0.0 0% 8 0 0%
2024-04-02 $8.0 $0.0 0% 8 0 0%
2023-04-04 $9.5 -$1.5 -16% 7 1 14%
2022-04-01 $14.2 -$6.2 -44% 0 0 0%
2021-04-05 $13.7 -$5.7 -42% 0 0 0%
2020-04-01 $12.8 -$4.8 -38% 0 0 0%
2019-04-01 $14.0 -$6.0 -43% 0 0 0%
2018-04-02 $17.7 -$9.7 -55% 0 0 0%
2017-04-01 $18.1 -$10.2 -56% 86 -78 -91%
2016-04-01 $18.8 -$10.8 -58% 100 -92 -92%
2015-04-01 $23.6 -$15.7 -66% 101 -93 -92%
2014-04-01 $27.6 -$19.7 -71% 90 -82 -91%
2013-04-01 $26.3 -$18.4 -70% 94 -86 -91%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CT, AK-06/18/2004, AL-07/18/2002, AR-06/18/2004, AZ-06/16/2004, CA-03/29/2004, CO-06/16/2004, CT-06/16/2004, DC-09/20/2000, DE-08/26/2003, FL-02/20/1997, GA-04/04/1989, HI-06/16/2004, IA-06/22/2004, ID-06/16/2004, IL-06/25/2004, IN-06/16/2004, KS-06/16/2004, KY-06/16/2004, LA-06/16/2004, MA-06/16/2004, MD-07/01/2000, ME-06/16/2004, MI-06/16/2004, MN-06/22/2004, MO-06/16/2004, MS-06/16/2004, MT-06/16/2004, NC-06/16/2004, ND-06/16/2004, NE-06/16/2004, NH-06/17/2004, NJ-06/28/2004, NM-06/16/2004, NV-03/29/2004, NY-06/16/2004, OH-06/16/2004, OK-06/16/2004, OR-06/16/2004, PA-03/29/2004, PR-03/11/2021, RI-06/16/2004, SC-08/26/2003, SD-06/16/2004, TN-09/06/2000, TX-09/05/2003, UT-06/16/2004, VA-06/22/2000, VI-03/11/2021, VT-06/16/2004, WA-06/27/2003, WI-06/16/2004, WV-06/16/2004, WY-03/27/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV