VIRTUS FUND ADVISERS, LLC
Latest filing: Sep 23, 2024 (37 days ago)
AUM
$7,966,189,069
-16% change vs. 1 year ago
-42% change vs. 3 years ago
-43% change vs. 5 years ago
-71% change vs. 10 years ago
Employee Count
8
14% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
-91% change vs. 10 years ago
Main Office
HARTFORD, CT
ONE FINANCIAL PLAZA, HARTFORD, CT, UNITED STATES, 06103
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $7.4 |
| Non-Discretionary | $0.5 |
| Total | $8.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $7.2 |
| Institutional | $0.8 |
| Total | $8.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| UBS FINANCIAL SERVICES INC. | WEEHAWKEN-NJ-USA | $0.4 |
| TRUIST BANK | CHARLOTTE-NC-USA | $0.2 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 31% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 48% | $0.4 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 11% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 3% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 5% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | $47.8 | 106982 | |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
| VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
| SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
| CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
| ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
| NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
| SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
| VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
| SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
| WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
| VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
| SEIX CLO MANAGEMENT GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER |
| AYLWARD, GEORGE, ROBERT | PRESIDENT AND CHIEF EXECUTIVE OFFICER |
| FUSCO, DAVID, ELLIOT | CHIEF COMPLIANCE OFFICER |
| SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT |
| HANLEY, DAVID, GEORGE | SENIOR VICE PRESIDENT AND TREASURER |
| BATCHELAR, PETER, JACKSON | SENIOR VICE PRESIDENT, PRODUCT MANAGEMENT |
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $8.0 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $8.0 | $0.0 | 0% | 8 | 0 | 0% |
| 2023-04-04 | $9.5 | -$1.5 | -16% | 7 | 1 | 14% |
| 2022-04-01 | $14.2 | -$6.2 | -44% | 0 | 0 | 0% |
| 2021-04-05 | $13.7 | -$5.7 | -42% | 0 | 0 | 0% |
| 2020-04-01 | $12.8 | -$4.8 | -38% | 0 | 0 | 0% |
| 2019-04-01 | $14.0 | -$6.0 | -43% | 0 | 0 | 0% |
| 2018-04-02 | $17.7 | -$9.7 | -55% | 0 | 0 | 0% |
| 2017-04-01 | $18.1 | -$10.2 | -56% | 86 | -78 | -91% |
| 2016-04-01 | $18.8 | -$10.8 | -58% | 100 | -92 | -92% |
| 2015-04-01 | $23.6 | -$15.7 | -66% | 101 | -93 | -92% |
| 2014-04-01 | $27.6 | -$19.7 | -71% | 90 | -82 | -91% |
| 2013-04-01 | $26.3 | -$18.4 | -70% | 94 | -86 | -91% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, AK-06/18/2004, AL-07/18/2002, AR-06/18/2004, AZ-06/16/2004, CA-03/29/2004, CO-06/16/2004, CT-06/16/2004, DC-09/20/2000, DE-08/26/2003, FL-02/20/1997, GA-04/04/1989, HI-06/16/2004, IA-06/22/2004, ID-06/16/2004, IL-06/25/2004, IN-06/16/2004, KS-06/16/2004, KY-06/16/2004, LA-06/16/2004, MA-06/16/2004, MD-07/01/2000, ME-06/16/2004, MI-06/16/2004, MN-06/22/2004, MO-06/16/2004, MS-06/16/2004, MT-06/16/2004, NC-06/16/2004, ND-06/16/2004, NE-06/16/2004, NH-06/17/2004, NJ-06/28/2004, NM-06/16/2004, NV-03/29/2004, NY-06/16/2004, OH-06/16/2004, OK-06/16/2004, OR-06/16/2004, PA-03/29/2004, PR-03/11/2021, RI-06/16/2004, SC-08/26/2003, SD-06/16/2004, TN-09/06/2000, TX-09/05/2003, UT-06/16/2004, VA-06/22/2000, VI-03/11/2021, VT-06/16/2004, WA-06/27/2003, WI-06/16/2004, WV-06/16/2004, WY-03/27/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV