SUSTAINABLE GROWTH ADVISERS, LP
Latest filing: Jul 24, 2024 (98 days ago)
AUM
$23,947,382,353
30% change vs. 1 year ago
28% change vs. 3 years ago
163% change vs. 5 years ago
298% change vs. 10 years ago
Employee Count
33
-6% change vs. 1 year ago
10% change vs. 3 years ago
38% change vs. 5 years ago
83% change vs. 10 years ago
Main Office
STAMFORD, CT
301 TRESSER BOULEVARD, STAMFORD, CT, UNITED STATES, 06901
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $23.9 |
| Non-Discretionary | $0.0 |
| Total | $23.9 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $20.9 |
| Institutional | $2.8 |
| Total | $23.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 248 | $0.2 |
| Average Individual AUM | $944,339 | |
| HNW | 12 | $0.0 |
| Average HNW AUM | $3,138,798 | |
| Retail Total | 260 | $0.3 |
| Average Retail AUM | $1,045,622 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| JP MORGAN | NEW YORK-NY-USA | $0.9 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.5 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.5 |
| ROYAL BANK OF CANADA | TORONTO--CAN | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.0 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $2.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $2.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $3.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | $47.8 | 106982 | |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
| VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
| VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
| CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
| ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
| NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
| SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
| VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
| SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
| WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
| VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
| SEIX CLO MANAGEMENT GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| FRAISE, GEORGE, PATRICE | PRINCIPAL & EXECUTIVE COMMITTEE MEMBER |
| ROHN, ROBERT, LAWRENCE | PRINCIPAL & EXECUTIVE COMMITTEE MEMBER |
| SEUFFERT, PETER, JOSEPH | CHIEF OPERATING OFFICER |
| CALLAWAY, DANIEL, COLE | CHIEF COMPLIANCE OFFICER |
| RAO, KISHORE, D | PRINCIPAL & EXECUTIVE COMMITTEE MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GORDON MARCHAND | STAMFORD | CT | S63|1995-11-22|S65|1994-02-22 | CHARTERED INVESTMENT COUNSELOR | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $23.9 | $0.0 | 0% | 33 | 0 | 0% |
| 2024-04-02 | $23.9 | $0.0 | 0% | 33 | 0 | 0% |
| 2023-04-04 | $18.4 | $5.5 | 30% | 35 | -2 | -6% |
| 2022-04-01 | $22.9 | $1.0 | 5% | 32 | 1 | 3% |
| 2021-04-05 | $18.8 | $5.2 | 28% | 30 | 3 | 10% |
| 2020-04-01 | $12.3 | $11.6 | 94% | 29 | 4 | 14% |
| 2019-04-01 | $9.1 | $14.9 | 163% | 24 | 9 | 38% |
| 2018-04-02 | $10.0 | $14.0 | 140% | 24 | 9 | 38% |
| 2017-04-01 | $5.7 | $18.3 | 322% | 23 | 10 | 43% |
| 2016-04-01 | $6.0 | $17.9 | 298% | 21 | 12 | 57% |
| 2015-04-01 | $5.9 | $18.0 | 305% | 20 | 13 | 65% |
| 2014-04-01 | $6.0 | $17.9 | 298% | 18 | 15 | 83% |
| 2013-04-01 | $4.5 | $19.4 | 429% | 15 | 18 | 120% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, AL-03/30/2021, AZ-03/27/2020, CA-03/27/2013, CO-03/28/2018, CT-02/15/2006, DE-10/30/2014, FL-03/28/2013, GA-03/31/2014, HI-03/28/2018, IL-03/27/2013, IN-03/28/2018, LA-03/31/2022, MA-03/27/2013, MD-03/28/2018, MI-03/28/2018, MN-03/28/2018, MO-03/28/2018, NC-03/27/2013, NE-03/31/2022, NH-03/31/2022, NJ-04/11/2013, NY-03/27/2013, OH-03/31/2014, OK-03/30/2021, PA-03/27/2013, SC-03/31/2014, TN-03/28/2018, TX-03/27/2013, VA-03/27/2013, WA-03/28/2018, WI-03/28/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV