SUSTAINABLE GROWTH ADVISERS, LP

Latest filing: Jul 24, 2024 (98 days ago)

AUM

$23,947,382,353
30% change vs. 1 year ago
28% change vs. 3 years ago
163% change vs. 5 years ago
298% change vs. 10 years ago

Employee Count

33
-6% change vs. 1 year ago
10% change vs. 3 years ago
38% change vs. 5 years ago
83% change vs. 10 years ago

Main Office

STAMFORD, CT
301 TRESSER BOULEVARD, STAMFORD, CT, UNITED STATES, 06901

Client AUM

Discretion AUM
Discretionary $23.9
Non-Discretionary $0.0
Total $23.9
Client AUM
Retail $0.3
Pooled $20.9
Institutional $2.8
Total $23.9
Retail Accounts AUM
Individual 248 $0.2
Average Individual AUM $944,339
HNW 12 $0.0
Average HNW AUM $3,138,798
Retail Total 260 $0.3
Average Retail AUM $1,045,622

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
JP MORGAN NEW YORK-NY-USA $0.9
THE NORTHERN TRUST COMPANY CHICAGO-IL-USA $0.5
THE BANK OF NEW YORK MELLON NEW YORK-NY-USA $0.5
ROYAL BANK OF CANADA TORONTO--CAN $0.3

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $3.0
Retail SMA AUM $0.3
Institutional SMA AUM $2.8
Asset Class % AUM
Equity Exch 97% $2.9
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 3% $0.1
Other 0% $0.0
Total 100% $3.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
VIRTUS INVESTMENT ADVISERS, INC. $47.8 106982
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC $41.2 104599
VIRTUS FIXED INCOME ADVISERS, LLC $32.8 146029
DUFF & PHELPS INVESTMENT MANAGEMENT CO. $12.3 107296
VIRTUS FUND ADVISERS, LLC $8.0 107346
CEREDEX VALUE ADVISORS LLC $6.2 146023
ALPHASIMPLEX GROUP, LLC $4.5 128356
NFJ INVESTMENT GROUP, LLC $4.2 310902
WESTCHESTER CAPITAL MANAGEMENT, LLC $4.0 155686
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. $3.1 143732
SILVANT CAPITAL MANAGEMENT LLC $2.2 146025
VIRTUS ETF ADVISERS LLC $1.5 168955
SEIX CLO MANAGEMENT LLC $0.7 285354
WESTCHESTER CAPITAL PARTNERS, LLC $0.0 135955
VIRTUS INTERNATIONAL MANAGEMENT LLP $0.0 -
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED $0.0 -
VP DISTRIBUTORS LLC $0.0 broker-dealer 3036
VIRTUS GLOBAL PARTNERS PTE. LTD. $0.0 -
SEIX CLO MANAGEMENT GP LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
FRAISE, GEORGE, PATRICE PRINCIPAL & EXECUTIVE COMMITTEE MEMBER
ROHN, ROBERT, LAWRENCE PRINCIPAL & EXECUTIVE COMMITTEE MEMBER
SEUFFERT, PETER, JOSEPH CHIEF OPERATING OFFICER
CALLAWAY, DANIEL, COLE CHIEF COMPLIANCE OFFICER
RAO, KISHORE, D PRINCIPAL & EXECUTIVE COMMITTEE MEMBER

ADVDB.CO • SOURCE: SEC

Representatives

1 active representative found

Name City State Exams Designations
GORDON MARCHAND STAMFORD CT S63|1995-11-22|S65|1994-02-22 CHARTERED INVESTMENT COUNSELOR

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $23.9 $0.0 0% 33 0 0%
2024-04-02 $23.9 $0.0 0% 33 0 0%
2023-04-04 $18.4 $5.5 30% 35 -2 -6%
2022-04-01 $22.9 $1.0 5% 32 1 3%
2021-04-05 $18.8 $5.2 28% 30 3 10%
2020-04-01 $12.3 $11.6 94% 29 4 14%
2019-04-01 $9.1 $14.9 163% 24 9 38%
2018-04-02 $10.0 $14.0 140% 24 9 38%
2017-04-01 $5.7 $18.3 322% 23 10 43%
2016-04-01 $6.0 $17.9 298% 21 12 57%
2015-04-01 $5.9 $18.0 305% 20 13 65%
2014-04-01 $6.0 $17.9 298% 18 15 83%
2013-04-01 $4.5 $19.4 429% 15 18 120%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CT, AL-03/30/2021, AZ-03/27/2020, CA-03/27/2013, CO-03/28/2018, CT-02/15/2006, DE-10/30/2014, FL-03/28/2013, GA-03/31/2014, HI-03/28/2018, IL-03/27/2013, IN-03/28/2018, LA-03/31/2022, MA-03/27/2013, MD-03/28/2018, MI-03/28/2018, MN-03/28/2018, MO-03/28/2018, NC-03/27/2013, NE-03/31/2022, NH-03/31/2022, NJ-04/11/2013, NY-03/27/2013, OH-03/31/2014, OK-03/30/2021, PA-03/27/2013, SC-03/31/2014, TN-03/28/2018, TX-03/27/2013, VA-03/27/2013, WA-03/28/2018, WI-03/28/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV