VIRTUS INVESTMENT ADVISERS, INC.
Latest filing: Sep 23, 2024 (37 days ago)
AUM
$47,757,397,830
3% change vs. 1 year ago
-26% change vs. 3 years ago
77% change vs. 5 years ago
18% change vs. 10 years ago
Employee Count
8
14% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
HARTFORD, CT
ONE FINANCIAL PLAZA, HARTFORD, CT, UNITED STATES, 06103
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $47.8 |
| Non-Discretionary | $0.0 |
| Total | $47.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $47.8 |
| Institutional | $0.0 |
| Total | $47.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
| VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
| SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
| VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
| CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
| ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
| NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
| SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
| VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
| SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
| WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
| SEIX CLO MANAGEMENT GP LLC | $0.0 | - | |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
| VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| FUSCO, DAVID, ELLIOT | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER |
| AYLWARD, GEORGE, ROBERT | DIRECTOR, PRESIDENT AND CHAIRMAN |
| ANGERTHAL, MICHAEL, AARON | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
| HANLEY, DAVID, GEORGE | VICE PRESIDENT AND TREASURER |
| SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT |
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
75 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| PETER SULLIVAN | HARTFORD | CT | S65|1995-04-12|S63|2016-03-15 | ||||||
| PHILLIP CABALLERO | HARTFORD | CT | S63|2002-02-28|S66|2023-01-09 | ||||||
| WILLIAM CALLAWAY | HARTFORD | CT | S66|2008-09-08 | ||||||
| SARA MCDOWELL | HARTFORD | CT | S66|2016-09-24 | ||||||
| DYLAN RUPP | HARTFORD | CT | S66|2016-12-22 | ||||||
| ROBERT CLARKE | HARTFORD | CT | S63|2004-11-16|S65|2005-02-14 | ||||||
| EVERARD BISNAUTH | HARTFORD | CT | S63|2015-06-27|S66|2017-05-05 | ||||||
| MICHAEL RESNICK | HARTFORD | CT | S66|2007-06-19 | ||||||
| FRANCIS EDSALL | HARTFORD | CT | S63|2000-09-15|S66|2003-12-18|S65|2015-04-23 | ||||||
| DANA MCNABB | HARTFORD | CT | S63|2015-11-17|S66|2017-03-14 | ||||||
| CHRISTOPHER MILLS | HARTFORD | CT | S66|2020-08-11 | ||||||
| DANIEL NINA | HARTFORD | CT | S63|2012-07-30|S65|2023-01-30 | ||||||
| TIMOTHY PAULSON | HARTFORD | CT | S66|2008-11-19 | ||||||
| JASON SCHOETTMER | HARTFORD | CT | S63|1995-05-26|S65|2001-04-17 | ||||||
| KENNISHA FLEWELLEN | HARTFORD | CT | S63|2007-08-24|S66|2015-08-24 | ||||||
| DOUGLAS CLARK | HARTFORD | CT | S66|2000-02-01 | ||||||
| SHAHID SAIGOL | HARTFORD | CT | S63|1996-07-18|S65|2000-08-07 | ||||||
| JAMES BUSH | HARTFORD | CT | S66|2008-09-02 | ||||||
| MALLORY CARR | HARTFORD | CT | S63|1995-10-30|S65|2005-07-18 | ||||||
| ALEXANDER LOGAN | HARTFORD | CT | S63|2023-04-19|S65|2023-10-23 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $47.8 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $47.8 | $0.0 | 0% | 8 | 0 | 0% |
| 2023-04-04 | $46.2 | $1.5 | 3% | 7 | 1 | 14% |
| 2022-04-01 | $71.8 | -$24.1 | -34% | 0 | 0 | 0% |
| 2021-04-05 | $64.6 | -$16.8 | -26% | 0 | 0 | 0% |
| 2020-04-01 | $33.2 | $14.5 | 44% | 0 | 0 | 0% |
| 2019-04-01 | $27.0 | $20.8 | 77% | 0 | 0 | 0% |
| 2018-04-02 | $29.6 | $18.2 | 61% | 0 | 0 | 0% |
| 2017-04-01 | $25.0 | $22.7 | 91% | 0 | 0 | 0% |
| 2016-04-01 | $29.8 | $18.0 | 60% | 0 | 0 | 0% |
| 2015-04-01 | $39.4 | $8.4 | 21% | 0 | 0 | 0% |
| 2014-04-01 | $40.5 | $7.3 | 18% | 0 | 0 | 0% |
| 2013-04-01 | $30.3 | $17.4 | 57% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, CA-03/27/2024, CT-02/14/2000, MA-11/27/2002, NY-03/27/2024, TX-03/27/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV