AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $47.8 |
Non-Discretionary | $0.0 |
Total | $47.8 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $47.8 |
Institutional | $0.0 |
Total | $47.8 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
SEIX CLO MANAGEMENT GP LLC | $0.0 | - | |
VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
Name | Title |
---|---|
FUSCO, DAVID, ELLIOT | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER |
AYLWARD, GEORGE, ROBERT | DIRECTOR, PRESIDENT AND CHAIRMAN |
ANGERTHAL, MICHAEL, AARON | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
HANLEY, DAVID, GEORGE | VICE PRESIDENT AND TREASURER |
SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT |
PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER |
ADVDB.CO • SOURCE: SEC
75 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
PETER SULLIVAN | HARTFORD | CT | S65|1995-04-12|S63|2016-03-15 | ||||||
PHILLIP CABALLERO | HARTFORD | CT | S63|2002-02-28|S66|2023-01-09 | ||||||
WILLIAM CALLAWAY | HARTFORD | CT | S66|2008-09-08 | ||||||
SARA MCDOWELL | HARTFORD | CT | S66|2016-09-24 | ||||||
DYLAN RUPP | HARTFORD | CT | S66|2016-12-22 | ||||||
ROBERT CLARKE | HARTFORD | CT | S63|2004-11-16|S65|2005-02-14 | ||||||
EVERARD BISNAUTH | HARTFORD | CT | S63|2015-06-27|S66|2017-05-05 | ||||||
MICHAEL RESNICK | HARTFORD | CT | S66|2007-06-19 | ||||||
FRANCIS EDSALL | HARTFORD | CT | S63|2000-09-15|S66|2003-12-18|S65|2015-04-23 | ||||||
DANA MCNABB | HARTFORD | CT | S63|2015-11-17|S66|2017-03-14 | ||||||
CHRISTOPHER MILLS | HARTFORD | CT | S66|2020-08-11 | ||||||
DANIEL NINA | HARTFORD | CT | S63|2012-07-30|S65|2023-01-30 | ||||||
TIMOTHY PAULSON | HARTFORD | CT | S66|2008-11-19 | ||||||
JASON SCHOETTMER | HARTFORD | CT | S63|1995-05-26|S65|2001-04-17 | ||||||
KENNISHA FLEWELLEN | HARTFORD | CT | S63|2007-08-24|S66|2015-08-24 | ||||||
DOUGLAS CLARK | HARTFORD | CT | S66|2000-02-01 | ||||||
SHAHID SAIGOL | HARTFORD | CT | S63|1996-07-18|S65|2000-08-07 | ||||||
JAMES BUSH | HARTFORD | CT | S66|2008-09-02 | ||||||
MALLORY CARR | HARTFORD | CT | S63|1995-10-30|S65|2005-07-18 | ||||||
ALEXANDER LOGAN | HARTFORD | CT | S63|2023-04-19|S65|2023-10-23 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $47.8 | $0.0 | 0% | 8 | 0 | 0% |
2024-04-02 | $47.8 | $0.0 | 0% | 8 | 0 | 0% |
2023-04-04 | $46.2 | $1.5 | 3% | 7 | 1 | 14% |
2022-04-01 | $71.8 | -$24.1 | -34% | 0 | 0 | 0% |
2021-04-05 | $64.6 | -$16.8 | -26% | 0 | 0 | 0% |
2020-04-01 | $33.2 | $14.5 | 44% | 0 | 0 | 0% |
2019-04-01 | $27.0 | $20.8 | 77% | 0 | 0 | 0% |
2018-04-02 | $29.6 | $18.2 | 61% | 0 | 0 | 0% |
2017-04-01 | $25.0 | $22.7 | 91% | 0 | 0 | 0% |
2016-04-01 | $29.8 | $18.0 | 60% | 0 | 0 | 0% |
2015-04-01 | $39.4 | $8.4 | 21% | 0 | 0 | 0% |
2014-04-01 | $40.5 | $7.3 | 18% | 0 | 0 | 0% |
2013-04-01 | $30.3 | $17.4 | 57% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CT, CA-03/27/2024, CT-02/14/2000, MA-11/27/2002, NY-03/27/2024, TX-03/27/2024 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV