WESTCHESTER CAPITAL MANAGEMENT, LLC

Latest filing: Mar 28, 2024 (216 days ago)

AUM

$3,966,777,930
-26% change vs. 1 year ago
-15% change vs. 3 years ago
-1% change vs. 5 years ago
-27% change vs. 10 years ago

Employee Count

14
0% change vs. 1 year ago
-22% change vs. 3 years ago
-22% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

VALHALLA, NY
100 SUMMIT LAKE DRIVE, VALHALLA, NY, UNITED STATES, 10595-1339

Client AUM

Discretion AUM
Discretionary $4.0
Non-Discretionary $0.0
Total $4.0
Client AUM
Retail $0.0
Pooled $4.0
Institutional $0.0
Total $4.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
VIRTUS INVESTMENT ADVISERS, INC. $47.8 106982
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC $41.2 104599
VIRTUS FIXED INCOME ADVISERS, LLC $32.8 146029
SUSTAINABLE GROWTH ADVISERS, LP $23.9 127447
DUFF & PHELPS INVESTMENT MANAGEMENT CO. $12.3 107296
VIRTUS FUND ADVISERS, LLC $8.0 107346
CEREDEX VALUE ADVISORS LLC $6.2 146023
ALPHASIMPLEX GROUP, LLC $4.5 128356
NFJ INVESTMENT GROUP, LLC $4.2 310902
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. $3.1 143732
SILVANT CAPITAL MANAGEMENT LLC $2.2 146025
VIRTUS ETF ADVISERS LLC $1.5 168955
SEIX CLO MANAGEMENT LLC $0.7 285354
WESTCHESTER CAPITAL PARTNERS, LLC $0.0 135955
VP DISTRIBUTORS LLC $0.0 broker-dealer 3036
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED $0.0 -
VIRTUS INTERNATIONAL MANAGEMENT LLP $0.0 -
VIRTUS GLOBAL PARTNERS PTE. LTD. $0.0 -
SEIX CLO MANAGEMENT GP LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

10 active

Name Title
BEHREN, ROY, DOUGLAS CO-PRESIDENT AND CO-CHIEF INVESTMENT OFFICER
SHANNON, MICHAEL, THOMAS CO-PRESIDENT AND CO-CHIEF INVESTMENT OFFICER
WU, CASAUNDRA, LEE ASSISTANT MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER
COLOMB, CHRISTOPHER, J CHIEF OPERATIONS OFFICER
AYLWARD, GEORGE, ROBERT CHIEF EXECUTIVE OFFICER
ANGERTHAL, MICHAEL, AARON EXECUTIVE VICE PRESIDENT
SMIRL, RICHARD, WILLIAM EXECUTIVE VICE PRESIDENT
PURKALITIS, ANDRA, CYNTHIA EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $4.0 $0.0 0% 14 0 0%
2024-04-02 $4.0 $0.0 0% 14 0 0%
2023-04-04 $5.3 -$1.4 -26% 14 0 0%
2022-04-01 $5.3 -$1.4 -26% 13 1 8%
2021-04-05 $4.7 -$0.7 -15% 18 -4 -22%
2020-04-01 $4.2 -$0.3 -6% 18 -4 -22%
2019-04-01 $4.0 $0.0 -1% 18 -4 -22%
2018-04-02 $2.8 $1.1 40% 18 -4 -22%
2017-04-01 $3.8 $0.2 5% 16 -2 -12%
2016-04-01 $5.4 -$1.4 -26% 16 -2 -12%
2015-04-01 $5.7 -$1.8 -31% 15 -1 -7%
2014-04-01 $5.4 -$1.5 -27% 14 0 0%
2013-04-01 $5.2 -$1.2 -23% 13 1 8%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY,
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV