WESTCHESTER CAPITAL MANAGEMENT, LLC
Latest filing: Mar 28, 2024 (216 days ago)
AUM
$3,966,777,930
-26% change vs. 1 year ago
-15% change vs. 3 years ago
-1% change vs. 5 years ago
-27% change vs. 10 years ago
Employee Count
14
0% change vs. 1 year ago
-22% change vs. 3 years ago
-22% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
VALHALLA, NY
100 SUMMIT LAKE DRIVE, VALHALLA, NY, UNITED STATES, 10595-1339
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.0 |
| Non-Discretionary | $0.0 |
| Total | $4.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $4.0 |
| Institutional | $0.0 |
| Total | $4.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | $47.8 | 106982 | |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
| VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
| SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
| VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
| CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
| ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
| NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
| SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
| VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
| SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
| WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
| VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
| SEIX CLO MANAGEMENT GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| BEHREN, ROY, DOUGLAS | CO-PRESIDENT AND CO-CHIEF INVESTMENT OFFICER |
| SHANNON, MICHAEL, THOMAS | CO-PRESIDENT AND CO-CHIEF INVESTMENT OFFICER |
| WU, CASAUNDRA, LEE | ASSISTANT MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER |
| COLOMB, CHRISTOPHER, J | CHIEF OPERATIONS OFFICER |
| AYLWARD, GEORGE, ROBERT | CHIEF EXECUTIVE OFFICER |
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT |
| SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT |
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $4.0 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $4.0 | $0.0 | 0% | 14 | 0 | 0% |
| 2023-04-04 | $5.3 | -$1.4 | -26% | 14 | 0 | 0% |
| 2022-04-01 | $5.3 | -$1.4 | -26% | 13 | 1 | 8% |
| 2021-04-05 | $4.7 | -$0.7 | -15% | 18 | -4 | -22% |
| 2020-04-01 | $4.2 | -$0.3 | -6% | 18 | -4 | -22% |
| 2019-04-01 | $4.0 | $0.0 | -1% | 18 | -4 | -22% |
| 2018-04-02 | $2.8 | $1.1 | 40% | 18 | -4 | -22% |
| 2017-04-01 | $3.8 | $0.2 | 5% | 16 | -2 | -12% |
| 2016-04-01 | $5.4 | -$1.4 | -26% | 16 | -2 | -12% |
| 2015-04-01 | $5.7 | -$1.8 | -31% | 15 | -1 | -7% |
| 2014-04-01 | $5.4 | -$1.5 | -27% | 14 | 0 | 0% |
| 2013-04-01 | $5.2 | -$1.2 | -23% | 13 | 1 | 8% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV