AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $1.5 |
Non-Discretionary | $0.0 |
Total | $1.5 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $1.5 |
Institutional | $0.0 |
Total | $1.5 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
VIRTUS INVESTMENT ADVISERS, INC. | $47.8 | 106982 | |
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
VIRTUS GLOBAL PARTNERS PTE. LTD | $0.0 | - | |
VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
Name | Title |
---|---|
FRITH, BRINTON, WESLEY | PRESIDENT |
BROWN, MATTHEW, BARRETT | CHIEF OPERATING OFFICER |
PERSAUD, CHETRAM | CHIEF COMPLIANCE OFFICER |
SMALLEY, WILLIAM, JUSTIN | MANAGING DIRECTOR |
AYLWARD, GEORGE, ROBERT | EXECUTIVE VICE PRESIDENT |
ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT |
HANLEY, DAVID, GEORGE | VICE PRESIDENT AND TREASURER |
PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $1.5 | $0.0 | 0% | 11 | 0 | 0% |
2024-04-02 | $1.5 | $0.0 | 0% | 11 | 0 | 0% |
2023-04-04 | $1.3 | $0.3 | 21% | 11 | 0 | 0% |
2022-04-01 | $1.6 | $0.0 | -2% | 9 | 2 | 22% |
2021-04-05 | $0.9 | $0.6 | 68% | 8 | 3 | 38% |
2020-04-01 | $1.2 | $0.3 | 29% | 8 | 3 | 38% |
2019-04-01 | $0.7 | $0.9 | 131% | 8 | 3 | 38% |
2018-04-02 | $1.0 | $0.5 | 48% | 5 | 6 | 120% |
2017-04-01 | $0.6 | $0.9 | 159% | 5 | 6 | 120% |
2016-04-01 | $0.3 | $1.2 | 353% | 3 | 8 | 267% |
2015-04-01 | $0.1 | $1.5 | 2930% | 3 | 8 | 267% |
2014-04-01 | $0.0 | $1.5 | 1544966% | 3 | 8 | 267% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, NY-01/11/2016 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV