VIRTUS FIXED INCOME ADVISERS, LLC
Latest filing: Mar 27, 2024 (217 days ago)
AUM
$32,783,611,615
2% change vs. 1 year ago
94% change vs. 3 years ago
61% change vs. 5 years ago
23% change vs. 10 years ago
Employee Count
100
-4% change vs. 1 year ago
56% change vs. 3 years ago
45% change vs. 5 years ago
25% change vs. 10 years ago
Main Office
HARTFORD, CT
ONE FINANCIAL PLAZA, HARTFORD, CT, UNITED STATES, 06103
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $32.6 |
| Non-Discretionary | $0.2 |
| Total | $32.8 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $15.5 |
| Institutional | $16.6 |
| Total | $32.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 16 | $0.7 |
| Average HNW AUM | $40,914,317 | |
| Retail Total | 16 | $0.7 |
| Average Retail AUM | $40,914,317 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CITIGROUP, NA | LONDON--GBR | $2.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $17.3 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $16.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 13% | $2.2 |
| Municipal | 3% | $0.5 |
| Sovereign | 0% | $0.0 |
| IG Credit | 21% | $3.6 |
| HY Credit | 35% | $6.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 8% | $1.4 |
| Other Pools | 1% | $0.2 |
| Cash | 3% | $0.5 |
| Other | 16% | $2.8 |
| Total | 100% | $17.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | $47.8 | 106982 | |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
| SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
| VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
| CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
| ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
| NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
| SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
| VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
| SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
| WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
| VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
| SEIX CLO MANAGEMENT GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
7 active
| Name | Title |
|---|---|
| DILLON, DEIRDRE, ANN | CHIEF COMPLIANCE OFFICER |
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER |
| SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT |
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER |
| RECUPERO, DARREN, PHILIP | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JULIE VINAR | HARTFORD | CT | S66|2013-03-01 | ||||||
| KIMBERLY MAICHLE | HARTFORD | CT | S63|2015-06-04 | CHARTERED FINANCIAL ANALYST | |||||
| MICHELLE GALLO | HARTFORD | CT | S63|1992-07-08|S66|2013-05-24 | ||||||
| ROBERT SPADA | HARTFORD | CT | S63|1986-10-17|S65|2003-12-19|S66|2011-10-31 | ||||||
| MICHAEL SEBESTA | HARTFORD | CT | S63|2013-07-24 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $32.8 | $0.0 | 0% | 100 | 0 | 0% |
| 2024-04-02 | $32.8 | $0.0 | 0% | 100 | 0 | 0% |
| 2023-04-04 | $32.1 | $0.7 | 2% | 104 | -4 | -4% |
| 2022-04-01 | $16.6 | $16.2 | 98% | 47 | 53 | 113% |
| 2021-04-05 | $16.9 | $15.9 | 94% | 64 | 36 | 56% |
| 2020-04-01 | $17.3 | $15.5 | 90% | 69 | 31 | 45% |
| 2019-04-01 | $20.4 | $12.4 | 61% | 69 | 31 | 45% |
| 2018-04-02 | $24.8 | $7.9 | 32% | 69 | 31 | 45% |
| 2017-04-01 | $27.6 | $5.2 | 19% | 75 | 25 | 33% |
| 2016-04-01 | $25.7 | $7.1 | 28% | 76 | 24 | 32% |
| 2015-04-01 | $31.1 | $1.7 | 5% | 83 | 17 | 20% |
| 2014-04-01 | $26.6 | $6.2 | 23% | 80 | 20 | 25% |
| 2013-04-01 | $26.1 | $6.6 | 25% | 77 | 23 | 30% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, AK-04/01/2008, AL-04/01/2008, AR-04/01/2008, AZ-04/01/2008, CA-04/01/2008, CO-04/01/2008, CT-04/01/2008, DC-04/01/2008, DE-04/08/2008, FL-04/02/2008, GA-01/25/2008, HI-04/01/2008, IA-04/02/2008, ID-04/01/2008, IL-02/19/2008, IN-04/01/2008, KS-04/01/2008, KY-04/01/2008, LA-04/01/2008, MA-04/01/2008, MD-04/01/2008, ME-04/01/2008, MI-04/01/2008, MN-04/01/2008, MO-04/01/2008, MS-04/01/2008, MT-04/01/2008, NC-04/01/2008, ND-04/01/2008, NE-04/01/2008, NH-04/01/2008, NJ-01/16/2008, NM-04/01/2008, NV-04/01/2008, NY-04/01/2008, OH-04/01/2008, OK-04/14/2008, OR-04/01/2008, PA-04/01/2008, RI-04/01/2008, SC-04/01/2008, SD-04/01/2008, TN-04/02/2008, TX-03/29/2018, UT-04/01/2008, VA-04/01/2008, VI-04/01/2008, VT-04/01/2008, WA-04/01/2008, WI-04/01/2008, WV-04/01/2008, WY-03/29/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV