VIRTUS FIXED INCOME ADVISERS, LLC

Latest filing: Mar 27, 2024 (217 days ago)

AUM

$32,783,611,615
2% change vs. 1 year ago
94% change vs. 3 years ago
61% change vs. 5 years ago
23% change vs. 10 years ago

Employee Count

100
-4% change vs. 1 year ago
56% change vs. 3 years ago
45% change vs. 5 years ago
25% change vs. 10 years ago

Main Office

HARTFORD, CT
ONE FINANCIAL PLAZA, HARTFORD, CT, UNITED STATES, 06103

Client AUM

Discretion AUM
Discretionary $32.6
Non-Discretionary $0.2
Total $32.8
Client AUM
Retail $0.7
Pooled $15.5
Institutional $16.6
Total $32.8
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 16 $0.7
Average HNW AUM $40,914,317
Retail Total 16 $0.7
Average Retail AUM $40,914,317

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CITIGROUP, NA LONDON--GBR $2.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $17.3
Retail SMA AUM $0.7
Institutional SMA AUM $16.6
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 13% $2.2
Municipal 3% $0.5
Sovereign 0% $0.0
IG Credit 21% $3.6
HY Credit 35% $6.0
Derivatives 0% $0.0
Investment Companies 8% $1.4
Other Pools 1% $0.2
Cash 3% $0.5
Other 16% $2.8
Total 100% $17.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
VIRTUS INVESTMENT ADVISERS, INC. $47.8 106982
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC $41.2 104599
SUSTAINABLE GROWTH ADVISERS, LP $23.9 127447
DUFF & PHELPS INVESTMENT MANAGEMENT CO. $12.3 107296
VIRTUS FUND ADVISERS, LLC $8.0 107346
CEREDEX VALUE ADVISORS LLC $6.2 146023
ALPHASIMPLEX GROUP, LLC $4.5 128356
NFJ INVESTMENT GROUP, LLC $4.2 310902
WESTCHESTER CAPITAL MANAGEMENT, LLC $4.0 155686
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. $3.1 143732
SILVANT CAPITAL MANAGEMENT LLC $2.2 146025
VIRTUS ETF ADVISERS LLC $1.5 168955
SEIX CLO MANAGEMENT LLC $0.7 285354
WESTCHESTER CAPITAL PARTNERS, LLC $0.0 135955
VIRTUS INTERNATIONAL MANAGEMENT LLP $0.0 -
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED $0.0 -
VP DISTRIBUTORS LLC $0.0 broker-dealer 3036
VIRTUS GLOBAL PARTNERS PTE. LTD. $0.0 -
SEIX CLO MANAGEMENT GP LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
DILLON, DEIRDRE, ANN CHIEF COMPLIANCE OFFICER
ANGERTHAL, MICHAEL, AARON EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER
SMIRL, RICHARD, WILLIAM EXECUTIVE VICE PRESIDENT
PURKALITIS, ANDRA, CYNTHIA EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER
RECUPERO, DARREN, PHILIP CHIEF OPERATING OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

5 active representatives found

Name City State Exams Designations
JULIE VINAR HARTFORD CT S66|2013-03-01
KIMBERLY MAICHLE HARTFORD CT S63|2015-06-04 CHARTERED FINANCIAL ANALYST
MICHELLE GALLO HARTFORD CT S63|1992-07-08|S66|2013-05-24
ROBERT SPADA HARTFORD CT S63|1986-10-17|S65|2003-12-19|S66|2011-10-31
MICHAEL SEBESTA HARTFORD CT S63|2013-07-24 CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $32.8 $0.0 0% 100 0 0%
2024-04-02 $32.8 $0.0 0% 100 0 0%
2023-04-04 $32.1 $0.7 2% 104 -4 -4%
2022-04-01 $16.6 $16.2 98% 47 53 113%
2021-04-05 $16.9 $15.9 94% 64 36 56%
2020-04-01 $17.3 $15.5 90% 69 31 45%
2019-04-01 $20.4 $12.4 61% 69 31 45%
2018-04-02 $24.8 $7.9 32% 69 31 45%
2017-04-01 $27.6 $5.2 19% 75 25 33%
2016-04-01 $25.7 $7.1 28% 76 24 32%
2015-04-01 $31.1 $1.7 5% 83 17 20%
2014-04-01 $26.6 $6.2 23% 80 20 25%
2013-04-01 $26.1 $6.6 25% 77 23 30%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CT, AK-04/01/2008, AL-04/01/2008, AR-04/01/2008, AZ-04/01/2008, CA-04/01/2008, CO-04/01/2008, CT-04/01/2008, DC-04/01/2008, DE-04/08/2008, FL-04/02/2008, GA-01/25/2008, HI-04/01/2008, IA-04/02/2008, ID-04/01/2008, IL-02/19/2008, IN-04/01/2008, KS-04/01/2008, KY-04/01/2008, LA-04/01/2008, MA-04/01/2008, MD-04/01/2008, ME-04/01/2008, MI-04/01/2008, MN-04/01/2008, MO-04/01/2008, MS-04/01/2008, MT-04/01/2008, NC-04/01/2008, ND-04/01/2008, NE-04/01/2008, NH-04/01/2008, NJ-01/16/2008, NM-04/01/2008, NV-04/01/2008, NY-04/01/2008, OH-04/01/2008, OK-04/14/2008, OR-04/01/2008, PA-04/01/2008, RI-04/01/2008, SC-04/01/2008, SD-04/01/2008, TN-04/02/2008, TX-03/29/2018, UT-04/01/2008, VA-04/01/2008, VI-04/01/2008, VT-04/01/2008, WA-04/01/2008, WI-04/01/2008, WV-04/01/2008, WY-03/29/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV