KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
Latest filing: Mar 27, 2024 (217 days ago)
AUM
$41,186,294,289
23% change vs. 1 year ago
4% change vs. 3 years ago
80% change vs. 5 years ago
356% change vs. 10 years ago
Employee Count
115
1% change vs. 1 year ago
22% change vs. 3 years ago
31% change vs. 5 years ago
60% change vs. 10 years ago
Main Office
LOS ANGELES, CA
2000 AVENUE OF THE STARS, LOS ANGELES, CA, UNITED STATES, 90067
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $41.2 |
| Non-Discretionary | $0.0 |
| Total | $41.2 |
| Client | AUM |
|---|---|
| Retail | $7.3 |
| Pooled | $17.6 |
| Institutional | $16.3 |
| Total | $41.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 630 | $0.4 |
| Average Individual AUM | $561,613 | |
| HNW | 1,256 | $7.0 |
| Average HNW AUM | $5,545,283 | |
| Retail Total | 1,886 | $7.3 |
| Average Retail AUM | $3,880,537 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| UBS SECURITIES LLC | NEW YORK-NY-USA | $7.4 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $6.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $23.6 |
| Retail SMA AUM | $7.3 |
| Institutional SMA AUM | $16.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 83% | $19.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 3% | $0.7 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 6% | $1.4 |
| Other Pools | 1% | $0.2 |
| Cash | 6% | $1.4 |
| Other | 0% | $0.0 |
| Total | 100% | $23.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VIRTUS INVESTMENT ADVISERS, INC. | $47.8 | 106982 | |
| VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
| SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
| VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
| CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
| ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
| NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
| SILVANT CAPITAL MANAGEMENT LLC | $2.2 | 146025 | |
| VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
| SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
| WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
| VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
| SEIX CLO MANAGEMENT GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| RIGALI, STEPHEN, ANTHONY | EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER |
| VANIAN, JEANNINE, GHAZAR | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER |
| AYLWARD, GEORGE, ROBERT | PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER |
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS |
| FOREMAN, DOUGLAS, STEPHEN | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER |
| SHOEMAKER, MICHAEL, ROBERT | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER |
| LEE, FRANK | CHIEF ADMINISTRATIVE OFFICER |
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS |
| STONE, CRAIG | CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
24 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MARGARET RICHARDSON | LOS ANGELES | CA | S66|2015-05-11 | CERTIFIED FINANCIAL PLANNER | |||||
| STEPHEN RIGALI | LOS ANGELES | CA | S63|1983-11-09 | ||||||
| GRACE APUY | LOS ANGELES | CA | S66|2005-04-01 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL MONTGOMERY | LOS ANGELES | CA | S63|2012-12-17 | CHARTERED FINANCIAL ANALYST | |||||
| RUSSELL TOTH | LOS ANGELES | CA | S63|2010-01-28|S66|2017-02-15 | ||||||
| KIMBERLY FRIEDRICKS | LOS ANGELES | CA | S65|2003-12-16 | ||||||
| DARNEL BENTZ | LOS ANGELES | CA | S63|2010-03-25|S66|2004-10-25|S65|2020-11-10 | ||||||
| BENEDETTO FALCONE | LOS ANGELES | CA | S63|1998-06-02|S65|1998-06-02 | CHARTERED FINANCIAL ANALYST | |||||
| CARINA BERLIN | LOS ANGELES | CA | S65|2014-12-13 | CERTIFIED FINANCIAL PLANNER | |||||
| ROSALIE HAGLUND | LOS ANGELES | CA | S65|2011-03-10 | CERTIFIED FINANCIAL PLANNER | |||||
| RANDALL ALLEN | LOS ANGELES | CA | S66|1999-02-18 | ||||||
| YUYEN CHANG | LOS ANGELES | CA | S65|2014-03-14 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| ANDREW GRANT | LOS ANGELES | CA | S66|2014-03-28 | ||||||
| THOMAS CONNAGHAN | LOS ANGELES | CA | S65|2004-08-19 | ||||||
| SAMUEL WALTMAN | LOS ANGELES | CA | S63|2003-05-13|S66|2010-09-03 | CHARTERED FINANCIAL ANALYST | |||||
| DUSTIN GALE | LOS ANGELES | CA | S66|2007-05-10 | ||||||
| JAMES HOLDEN | LOS ANGELES | CA | S66|2017-10-07 | ||||||
| THOMAS PONTIUS | LOS ANGELES | CA | S65|2022-01-07 | CERTIFIED FINANCIAL PLANNER | |||||
| TYLER STERK | LOS ANGELES | CA | S66|2018-05-10 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIDGET COSTELLO | LOS ANGELES | CA | S65|2011-05-06|S63|2014-08-29 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $41.2 | $0.0 | 0% | 115 | 0 | 0% |
| 2024-04-02 | $41.2 | $0.0 | 0% | 115 | 0 | 0% |
| 2023-04-04 | $33.5 | $7.7 | 23% | 114 | 1 | 1% |
| 2022-04-01 | $47.3 | -$6.1 | -13% | 109 | 6 | 6% |
| 2021-04-05 | $39.6 | $1.6 | 4% | 94 | 21 | 22% |
| 2020-04-01 | $33.0 | $8.2 | 25% | 92 | 23 | 25% |
| 2019-04-01 | $22.8 | $18.4 | 80% | 88 | 27 | 31% |
| 2018-04-02 | $18.9 | $22.3 | 118% | 83 | 32 | 39% |
| 2017-04-01 | $12.8 | $28.4 | 222% | 86 | 29 | 34% |
| 2016-04-01 | $9.6 | $31.6 | 328% | 81 | 34 | 42% |
| 2015-04-01 | $9.4 | $31.8 | 340% | 76 | 39 | 51% |
| 2014-04-01 | $9.0 | $32.1 | 356% | 72 | 43 | 60% |
| 2013-04-01 | $7.4 | $33.8 | 460% | 70 | 45 | 64% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-02/28/2001, AL-02/17/1995, AR-07/07/1995, AZ-01/01/1995, CA-02/09/1995, CO-02/28/2001, CT-12/24/1997, DC-02/28/2001, DE-06/21/2002, FL-01/12/1998, GA-02/28/2001, HI-02/27/1995, IA-06/21/1999, ID-01/08/1992, IL-01/16/1992, IN-02/28/2001, KS-02/28/2001, KY-02/28/2001, LA-02/28/2001, MA-02/28/2001, MD-02/28/2001, ME-06/27/1992, MI-02/28/2001, MN-02/28/2001, MO-12/20/1991, MS-12/18/1997, MT-05/12/1999, NC-02/28/2001, ND-02/28/2001, NE-01/01/2002, NH-02/28/2001, NJ-02/28/2001, NM-02/28/2001, NV-11/08/1991, NY-02/28/2001, OH-02/28/2001, OK-01/01/1998, OR-02/28/2001, PA-02/28/2001, PR-03/31/1992, RI-01/01/1993, SC-02/28/2001, SD-02/28/2001, TN-03/10/1998, TX-01/01/1998, UT-01/16/1992, VA-01/02/1992, VI-06/26/2020, VT-12/15/1994, WA-04/20/1995, WI-09/11/1997, WV-11/20/1991, WY-06/26/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV