KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

Latest filing: Mar 27, 2024 (217 days ago)

AUM

$41,186,294,289
23% change vs. 1 year ago
4% change vs. 3 years ago
80% change vs. 5 years ago
356% change vs. 10 years ago

Employee Count

115
1% change vs. 1 year ago
22% change vs. 3 years ago
31% change vs. 5 years ago
60% change vs. 10 years ago

Main Office

LOS ANGELES, CA
2000 AVENUE OF THE STARS, LOS ANGELES, CA, UNITED STATES, 90067

Client AUM

Discretion AUM
Discretionary $41.2
Non-Discretionary $0.0
Total $41.2
Client AUM
Retail $7.3
Pooled $17.6
Institutional $16.3
Total $41.2
Retail Accounts AUM
Individual 630 $0.4
Average Individual AUM $561,613
HNW 1,256 $7.0
Average HNW AUM $5,545,283
Retail Total 1,886 $7.3
Average Retail AUM $3,880,537

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
UBS SECURITIES LLC NEW YORK-NY-USA $7.4
NATIONAL FINANCIAL SERVICES LLC BOSTON-MA-USA $6.9

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $23.6
Retail SMA AUM $7.3
Institutional SMA AUM $16.3
Asset Class % AUM
Equity Exch 83% $19.6
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 3% $0.7
Sovereign 0% $0.0
IG Credit 1% $0.2
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 6% $1.4
Other Pools 1% $0.2
Cash 6% $1.4
Other 0% $0.0
Total 100% $23.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
VIRTUS INVESTMENT ADVISERS, INC. $47.8 106982
VIRTUS FIXED INCOME ADVISERS, LLC $32.8 146029
SUSTAINABLE GROWTH ADVISERS, LP $23.9 127447
DUFF & PHELPS INVESTMENT MANAGEMENT CO. $12.3 107296
VIRTUS FUND ADVISERS, LLC $8.0 107346
CEREDEX VALUE ADVISORS LLC $6.2 146023
ALPHASIMPLEX GROUP, LLC $4.5 128356
NFJ INVESTMENT GROUP, LLC $4.2 310902
WESTCHESTER CAPITAL MANAGEMENT, LLC $4.0 155686
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. $3.1 143732
SILVANT CAPITAL MANAGEMENT LLC $2.2 146025
VIRTUS ETF ADVISERS LLC $1.5 168955
SEIX CLO MANAGEMENT LLC $0.7 285354
WESTCHESTER CAPITAL PARTNERS, LLC $0.0 135955
VIRTUS INTERNATIONAL MANAGEMENT LLP $0.0 -
VIRTUS GLOBAL PARTNERS PTE. LTD. $0.0 -
VP DISTRIBUTORS LLC $0.0 broker-dealer 3036
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED $0.0 -
SEIX CLO MANAGEMENT GP LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
RIGALI, STEPHEN, ANTHONY EXECUTIVE MANAGING DIRECTOR, MANAGEMENT COMMITTEE MEMBER
VANIAN, JEANNINE, GHAZAR CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER
AYLWARD, GEORGE, ROBERT PRESIDENT AND CHIEF EXECUTIVE OFFICER, VIRTUS INVESTMENT PARTNERS, AND MANAGEMENT COMMITTEE MEMBER
ANGERTHAL, MICHAEL, AARON EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, VIRTUS INVESTMENT PARTNERS
FOREMAN, DOUGLAS, STEPHEN CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER
SHOEMAKER, MICHAEL, ROBERT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
LEE, FRANK CHIEF ADMINISTRATIVE OFFICER
PURKALITIS, ANDRA, CYNTHIA EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER, VIRTUS INVESTMENT PARTNERS
STONE, CRAIG CO-CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER

ADVDB.CO • SOURCE: SEC

Representatives

24 active representatives found, showing 20 random

Name City State Exams Designations
MARGARET RICHARDSON LOS ANGELES CA S66|2015-05-11 CERTIFIED FINANCIAL PLANNER
STEPHEN RIGALI LOS ANGELES CA S63|1983-11-09
GRACE APUY LOS ANGELES CA S66|2005-04-01 CERTIFIED FINANCIAL PLANNER
MICHAEL MONTGOMERY LOS ANGELES CA S63|2012-12-17 CHARTERED FINANCIAL ANALYST
RUSSELL TOTH LOS ANGELES CA S63|2010-01-28|S66|2017-02-15
KIMBERLY FRIEDRICKS LOS ANGELES CA S65|2003-12-16
DARNEL BENTZ LOS ANGELES CA S63|2010-03-25|S66|2004-10-25|S65|2020-11-10
BENEDETTO FALCONE LOS ANGELES CA S63|1998-06-02|S65|1998-06-02 CHARTERED FINANCIAL ANALYST
CARINA BERLIN LOS ANGELES CA S65|2014-12-13 CERTIFIED FINANCIAL PLANNER
ROSALIE HAGLUND LOS ANGELES CA S65|2011-03-10 CERTIFIED FINANCIAL PLANNER
RANDALL ALLEN LOS ANGELES CA S66|1999-02-18
YUYEN CHANG LOS ANGELES CA S65|2014-03-14 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST
ANDREW GRANT LOS ANGELES CA S66|2014-03-28
THOMAS CONNAGHAN LOS ANGELES CA S65|2004-08-19
SAMUEL WALTMAN LOS ANGELES CA S63|2003-05-13|S66|2010-09-03 CHARTERED FINANCIAL ANALYST
DUSTIN GALE LOS ANGELES CA S66|2007-05-10
JAMES HOLDEN LOS ANGELES CA S66|2017-10-07
THOMAS PONTIUS LOS ANGELES CA S65|2022-01-07 CERTIFIED FINANCIAL PLANNER
TYLER STERK LOS ANGELES CA S66|2018-05-10 CERTIFIED FINANCIAL PLANNER
BRIDGET COSTELLO LOS ANGELES CA S65|2011-05-06|S63|2014-08-29

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $41.2 $0.0 0% 115 0 0%
2024-04-02 $41.2 $0.0 0% 115 0 0%
2023-04-04 $33.5 $7.7 23% 114 1 1%
2022-04-01 $47.3 -$6.1 -13% 109 6 6%
2021-04-05 $39.6 $1.6 4% 94 21 22%
2020-04-01 $33.0 $8.2 25% 92 23 25%
2019-04-01 $22.8 $18.4 80% 88 27 31%
2018-04-02 $18.9 $22.3 118% 83 32 39%
2017-04-01 $12.8 $28.4 222% 86 29 34%
2016-04-01 $9.6 $31.6 328% 81 34 42%
2015-04-01 $9.4 $31.8 340% 76 39 51%
2014-04-01 $9.0 $32.1 356% 72 43 60%
2013-04-01 $7.4 $33.8 460% 70 45 64%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-02/28/2001, AL-02/17/1995, AR-07/07/1995, AZ-01/01/1995, CA-02/09/1995, CO-02/28/2001, CT-12/24/1997, DC-02/28/2001, DE-06/21/2002, FL-01/12/1998, GA-02/28/2001, HI-02/27/1995, IA-06/21/1999, ID-01/08/1992, IL-01/16/1992, IN-02/28/2001, KS-02/28/2001, KY-02/28/2001, LA-02/28/2001, MA-02/28/2001, MD-02/28/2001, ME-06/27/1992, MI-02/28/2001, MN-02/28/2001, MO-12/20/1991, MS-12/18/1997, MT-05/12/1999, NC-02/28/2001, ND-02/28/2001, NE-01/01/2002, NH-02/28/2001, NJ-02/28/2001, NM-02/28/2001, NV-11/08/1991, NY-02/28/2001, OH-02/28/2001, OK-01/01/1998, OR-02/28/2001, PA-02/28/2001, PR-03/31/1992, RI-01/01/1993, SC-02/28/2001, SD-02/28/2001, TN-03/10/1998, TX-01/01/1998, UT-01/16/1992, VA-01/02/1992, VI-06/26/2020, VT-12/15/1994, WA-04/20/1995, WI-09/11/1997, WV-11/20/1991, WY-06/26/2020
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV