AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $1.9 |
Non-Discretionary | $0.3 |
Total | $2.2 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $1.6 |
Institutional | $0.6 |
Total | $2.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
TRUIST BANK | ATLANTA-GA-USA | $0.4 |
U.S. BANK NATIONAL ASSOCIATION | CINCINNATI-OH-USA | $0.1 |
REGIONS BANK | BIRMINGHAM-AL-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.6 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.6 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 63% | $0.4 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 29% | $0.2 |
Municipal | 2% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 1% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 5% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
VIRTUS INVESTMENT ADVISERS, INC. | $47.8 | 106982 | |
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | $41.2 | 104599 | |
VIRTUS FIXED INCOME ADVISERS, LLC | $32.8 | 146029 | |
SUSTAINABLE GROWTH ADVISERS, LP | $23.9 | 127447 | |
DUFF & PHELPS INVESTMENT MANAGEMENT CO. | $12.3 | 107296 | |
VIRTUS FUND ADVISERS, LLC | $8.0 | 107346 | |
CEREDEX VALUE ADVISORS LLC | $6.2 | 146023 | |
ALPHASIMPLEX GROUP, LLC | $4.5 | 128356 | |
NFJ INVESTMENT GROUP, LLC | $4.2 | 310902 | |
WESTCHESTER CAPITAL MANAGEMENT, LLC | $4.0 | 155686 | |
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | $3.1 | 143732 | |
VIRTUS ETF ADVISERS LLC | $1.5 | 168955 | |
SEIX CLO MANAGEMENT LLC | $0.7 | 285354 | |
WESTCHESTER CAPITAL PARTNERS, LLC | $0.0 | 135955 | |
VIRTUS INTERNATIONAL MANAGEMENT LLP | $0.0 | - | |
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | $0.0 | - | |
VP DISTRIBUTORS LLC | $0.0 | broker-dealer | 3036 |
VIRTUS GLOBAL PARTNERS PTE. LTD. | $0.0 | - | |
SEIX CLO MANAGEMENT GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
Name | Title |
---|---|
SANSOTERRA, MICHAEL, ANTHONY | CHIEF INVESTMENT OFFICER |
AYLWARD, GEORGE, ROBERT | CHIEF EXECUTIVE OFFICER |
ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER |
PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER |
CARNEY, MATTHEW, B | CHIEF COMPLIANCE OFFICER |
SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $2.2 | $0.0 | 0% | 8 | 0 | 0% |
2024-04-02 | $2.2 | $0.0 | 0% | 8 | 0 | 0% |
2023-04-04 | $1.7 | $0.5 | 28% | 8 | 0 | 0% |
2022-04-01 | $0.9 | $1.3 | 149% | 8 | 0 | 0% |
2021-04-05 | $0.9 | $1.3 | 154% | 8 | 0 | 0% |
2020-04-01 | $0.8 | $1.4 | 165% | 8 | 0 | 0% |
2019-04-01 | $0.7 | $1.4 | 191% | 8 | 0 | 0% |
2018-04-02 | $1.1 | $1.0 | 91% | 8 | 0 | 0% |
2017-04-01 | $1.3 | $0.9 | 70% | 8 | 0 | 0% |
2016-04-01 | $1.4 | $0.8 | 57% | 8 | 0 | 0% |
2015-04-01 | $1.7 | $0.4 | 25% | 10 | -2 | -20% |
2014-04-01 | $2.2 | -$0.1 | -3% | 11 | -3 | -27% |
2013-04-01 | $3.0 | -$0.8 | -28% | 11 | -3 | -27% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
GA, AK-03/24/2008, AL-03/24/2008, AR-03/24/2008, AZ-03/24/2008, CA-03/24/2008, CO-03/24/2008, CT-03/24/2008, DC-03/24/2008, DE-03/31/2008, FL-01/25/2008, GA-01/25/2008, HI-03/24/2008, IA-03/25/2008, ID-03/24/2008, IL-03/25/2008, IN-03/24/2008, KS-03/24/2008, KY-03/24/2008, LA-03/24/2008, MA-03/24/2008, MD-03/24/2008, ME-03/24/2008, MI-03/24/2008, MN-06/17/2008, MO-03/24/2008, MS-03/24/2008, MT-03/24/2008, NC-03/24/2008, ND-03/24/2008, NE-03/24/2008, NH-03/24/2008, NJ-04/10/2008, NM-03/24/2008, NV-03/24/2008, NY-03/24/2008, OH-03/24/2008, OK-03/24/2008, OR-03/24/2008, PA-03/24/2008, RI-03/24/2008, SC-03/24/2008, SD-03/26/2008, TN-03/25/2008, TX-03/24/2008, UT-03/24/2008, VA-03/24/2008, VT-03/24/2008, WA-03/24/2008, WI-03/24/2008, WV-03/24/2008, WY-03/27/2018 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV