AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.2 |
Non-Discretionary | $0.4 |
Total | $0.6 |
Client | AUM |
---|---|
Retail | $0.5 |
Pooled | $0.0 |
Institutional | $0.1 |
Total | $0.6 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 46 | $0.5 |
Average HNW AUM | $9,975,101 | |
Retail Total | 46 | $0.5 |
Average Retail AUM | $9,975,101 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.6 |
Retail SMA AUM | $0.5 |
Institutional SMA AUM | $0.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 100% | $0.6 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
FRANKLIN ADVISERS, INC. | $339.2 | 104517 | |
WESTERN ASSET MANAGEMENT COMPANY, LLC | $313.8 | 110441 | |
FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
CLEARBRIDGE INVESTMENTS, LLC | $148.2 | 137028 | |
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
CLARION PARTNERS, LLC | $79.3 | broker-dealer | 108803 |
LEXINGTON PARTNERS L.P. | $71.9 | 147281 | |
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | $56.0 | 110783 | |
FRANKLIN MUTUAL ADVISERS, LLC | $38.4 | 111376 | |
WESTERN ASSET MANAGEMENT COMPANY LIMITED | $28.4 | 110427 | |
BENEFIT STREET PARTNERS L.L.C. | $28.3 | 158672 | |
TEMPLETON ASSET MANAGEMENT LTD. | $26.3 | broker-dealer | 111382 |
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | $25.3 | 111360 | |
FRANKLIN TEMPLETON INSTITUTIONAL, LLC | $24.9 | 117384 | |
TEMPLETON GLOBAL ADVISORS LIMITED | $22.3 | 111383 | |
ALCENTRA LIMITED | $20.4 | 160617 | |
ALCENTRA NY, LLC | $16.4 | 128557 | |
FRANKLIN TEMPLETON INVESTMENTS CORP. | $14.4 | broker-dealer | 111364 |
ROYCE & ASSOCIATES, LP | $11.7 | 107689 | |
K2/D&S MANAGEMENT CO., L.L.C. | $9.5 | 123826 | |
MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED | $9.4 | 139012 | |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $8.0 | 144594 | |
FRANKLIN ADVISORY SERVICES, LLC | $7.7 | 111361 | |
MARTIN CURRIE INC | $7.0 | 110909 | |
TEMPLETON INVESTMENT COUNSEL, LLC | $6.4 | 111370 | |
FIDUCIARY TRUST INTERNATIONAL, LLC | $5.5 | 124062 | |
BSP CLO MANAGEMENT LLC | $4.2 | 304962 | |
WESTERN ASSET MANAGEMENT COMPANY PTE LTD | $4.2 | 142188 | |
WESTERN ASSET MANAGEMENT COMPANY LTD | $3.4 | 143388 | |
CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED | $2.6 | 151223 | |
FRANKLIN BSP CAPITAL ADVISER LLC | $0.5 | 307684 | |
LEXINGTON ADVISORS LLC | $0.3 | 107364 | |
DARBY OVERSEAS PARTNERS, L.P. | $0.2 | 160799 | |
LEGG MASON (CHILE) INVERSIONES HOLDINGS LIMITADA | $0.0 | - | |
DARBY ASIA INVESTORS (HK), LTD. | $0.0 | - | |
TEMPLETON HANA ASSET MANAGEMENT CO., LTD. (NAME CHANGE FROM DARBY HANA INFRASTRUCTURE FUND MANAGEMENT CO., LTD.) | $0.0 | - | |
FRANKLIN TEMPLETON JAPAN CO., LTD. | $0.0 | - | |
DARBY ASIA INVESTORS, LTD. | $0.0 | - | |
CLARION PARTNERS EUROPE (U.K.) LIMITED | $0.0 | 322463 | |
CLEARBRIDGE INVESTMENTS LIMITED (CHANGED NAME FROM RARE INFRASTRUCTURE LIMITED) | $0.0 | - | |
CLARION PARTNERS SECURITIES, LLC | $0.0 | broker-dealer | 166384 |
CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED | $0.0 | - | |
FIDUCIARY TRUST COMPANY OF CANADA | $0.0 | trust company | - |
FRANKLIN TEMPLETON INVESTMENT ADVISORS KOREA CO., LTD. | $0.0 | - | |
K2 ADVISORS, L.L.C. | $0.0 | 284891 | |
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | $0.0 | broker-dealer | 114898 |
TEMPLETON ASSET MANAGEMENT (POLAND) TFI S.A. | $0.0 | - | |
CLARION PARTNERS EUROPE LIMITED | $0.0 | 322449 | |
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS LIMITADA | $0.0 | - | |
WESTERN ASSET MANAGEMENT COMPANY PTY LTD | $0.0 | - | |
FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD. | $0.0 | - | |
FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD. | $0.0 | - | |
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | $0.0 | 145421 | |
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. | $0.0 | 155141 | |
FRANKLIN TEMPLETON AUSTRALIA LIMITED | $0.0 | - | |
FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | $0.0 | - | |
CLARION PARTNERS EMEA LIMITED (CHANGED NAME FROM CLARION PARTNERS EUROPE LTD) | $0.0 | broker-dealer | - |
ROYCE FUND SERVICES, LLC | $0.0 | broker-dealer | 14470 |
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD | $0.0 | - | |
FRANKLIN BSP LENDING ADVISER, L.L.C. | $0.0 | 155644 | |
FRANKLIN TEMPLETON ALTS BRASIL ADMIN. DE INVESTIMENTOS LTDA. | $0.0 | 288668 | |
FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | $0.0 | broker-dealer | 172140 |
FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | $0.0 | - | |
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT LIMITED | $0.0 | - | |
FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
No control persons found |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $0.6 | $0.0 | 0% | 10 | 0 | 0% |
2024-04-02 | $0.6 | $0.0 | 0% | 10 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CT, CT-08/08/2023, NY-04/27/2023 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV