AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.4 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 46 | $0.5 |
| Average HNW AUM | $9,975,101 | |
| Retail Total | 46 | $0.5 |
| Average Retail AUM | $9,975,101 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 100% | $0.6 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FRANKLIN ADVISERS, INC. | $339.2 | 104517 | |
| WESTERN ASSET MANAGEMENT COMPANY, LLC | $313.8 | 110441 | |
| FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
| CLEARBRIDGE INVESTMENTS, LLC | $148.2 | 137028 | |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
| CLARION PARTNERS, LLC | $79.3 | broker-dealer | 108803 |
| LEXINGTON PARTNERS L.P. | $71.9 | 147281 | |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | $56.0 | 110783 | |
| FRANKLIN MUTUAL ADVISERS, LLC | $38.4 | 111376 | |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | $28.4 | 110427 | |
| BENEFIT STREET PARTNERS L.L.C. | $28.3 | 158672 | |
| TEMPLETON ASSET MANAGEMENT LTD. | $26.3 | broker-dealer | 111382 |
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | $25.3 | 111360 | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | $24.9 | 117384 | |
| TEMPLETON GLOBAL ADVISORS LIMITED | $22.3 | 111383 | |
| ALCENTRA LIMITED | $20.4 | 160617 | |
| ALCENTRA NY, LLC | $16.4 | 128557 | |
| FRANKLIN TEMPLETON INVESTMENTS CORP. | $14.4 | broker-dealer | 111364 |
| ROYCE & ASSOCIATES, LP | $11.7 | 107689 | |
| K2/D&S MANAGEMENT CO., L.L.C. | $9.5 | 123826 | |
| MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED | $9.4 | 139012 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $8.0 | 144594 | |
| FRANKLIN ADVISORY SERVICES, LLC | $7.7 | 111361 | |
| MARTIN CURRIE INC | $7.0 | 110909 | |
| TEMPLETON INVESTMENT COUNSEL, LLC | $6.4 | 111370 | |
| FIDUCIARY TRUST INTERNATIONAL, LLC | $5.5 | 124062 | |
| BSP CLO MANAGEMENT LLC | $4.2 | 304962 | |
| WESTERN ASSET MANAGEMENT COMPANY PTE LTD | $4.2 | 142188 | |
| WESTERN ASSET MANAGEMENT COMPANY LTD | $3.4 | 143388 | |
| CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED | $2.6 | 151223 | |
| FRANKLIN BSP CAPITAL ADVISER LLC | $0.5 | 307684 | |
| LEXINGTON ADVISORS LLC | $0.3 | 107364 | |
| DARBY OVERSEAS PARTNERS, L.P. | $0.2 | 160799 | |
| LEGG MASON (CHILE) INVERSIONES HOLDINGS LIMITADA | $0.0 | - | |
| DARBY ASIA INVESTORS (HK), LTD. | $0.0 | - | |
| TEMPLETON HANA ASSET MANAGEMENT CO., LTD. (NAME CHANGE FROM DARBY HANA INFRASTRUCTURE FUND MANAGEMENT CO., LTD.) | $0.0 | - | |
| FRANKLIN TEMPLETON JAPAN CO., LTD. | $0.0 | - | |
| DARBY ASIA INVESTORS, LTD. | $0.0 | - | |
| CLARION PARTNERS EUROPE (U.K.) LIMITED | $0.0 | 322463 | |
| CLEARBRIDGE INVESTMENTS LIMITED (CHANGED NAME FROM RARE INFRASTRUCTURE LIMITED) | $0.0 | - | |
| CLARION PARTNERS SECURITIES, LLC | $0.0 | broker-dealer | 166384 |
| CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED | $0.0 | - | |
| FIDUCIARY TRUST COMPANY OF CANADA | $0.0 | trust company | - |
| FRANKLIN TEMPLETON INVESTMENT ADVISORS KOREA CO., LTD. | $0.0 | - | |
| K2 ADVISORS, L.L.C. | $0.0 | 284891 | |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | $0.0 | broker-dealer | 114898 |
| TEMPLETON ASSET MANAGEMENT (POLAND) TFI S.A. | $0.0 | - | |
| CLARION PARTNERS EUROPE LIMITED | $0.0 | 322449 | |
| WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS LIMITADA | $0.0 | - | |
| WESTERN ASSET MANAGEMENT COMPANY PTY LTD | $0.0 | - | |
| FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD. | $0.0 | - | |
| FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD. | $0.0 | - | |
| FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | $0.0 | 145421 | |
| FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. | $0.0 | 155141 | |
| FRANKLIN TEMPLETON AUSTRALIA LIMITED | $0.0 | - | |
| FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | $0.0 | - | |
| CLARION PARTNERS EMEA LIMITED (CHANGED NAME FROM CLARION PARTNERS EUROPE LTD) | $0.0 | broker-dealer | - |
| ROYCE FUND SERVICES, LLC | $0.0 | broker-dealer | 14470 |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD | $0.0 | - | |
| FRANKLIN BSP LENDING ADVISER, L.L.C. | $0.0 | 155644 | |
| FRANKLIN TEMPLETON ALTS BRASIL ADMIN. DE INVESTIMENTOS LTDA. | $0.0 | 288668 | |
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | $0.0 | broker-dealer | 172140 |
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | $0.0 | - | |
| FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT LIMITED | $0.0 | - | |
| FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $0.6 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.0 | 0% | 10 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CT, CT-08/08/2023, NY-04/27/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV